Edward P. Gargas

GARGAS INVESTMENTS LLC

Dexter, MO 63965

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CRD#: 2252236

Professional summary

Edward Paul Gargas, who also goes by Ed Gargas, Eddie Gargas, is a registered financial advisor currently at GARGAS INVESTMENTS LLC located in Dexter, Missouri.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Edward has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Gargas | Eddie Gargas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member of Gargas Investment Properties, LLC, a legal entity organized in 2022 for tax/accounting purposes. Managing Member of Gargas Insurance Solutions, LLC, an insurance business organized in 2022. IAR/CCO of Bagby Wealth Management, Dexter, MO, since 2014.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Paul Gargas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

GARGAS INVESTMENTS LLC

Office #1: 1977 Cabin Drive, Suite 208, Dexter, MO 63965

RIA

CRD#: 323947

Dexter, MO

Past

January 6, 2020 - November 2, 2023

BAGBY WEALTH MANAGEMENT

RIA

CRD#: 117828

DEXTER, MO

Past

October 8, 2019 - October 1, 2020

PRE-IPO STREET INC.

CRD#: 173426

SMITHTOWN, NY

Past

September 22, 1994 - January 6, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/19/2023)

IAR

Texas
(12/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/3/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/31/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/21/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GARGAS INVESTMENTS LLC

CRD#: 323947 / SEC#:

Missouri

Registered Investment Advisory firm - (9/19/2023 Approved)

Texas

Registered Investment Advisory firm - (12/9/2024 Conditional Restricted)

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Contact information

Main Address

1977 Cabin Drive, Suite 208, Van Buren, MO 63965

Mailing Address

Po Box 131, Van Buren, MO 63965

Phone number

(573) 320-0095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 1,367,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward P. Gargas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Paul Gargas's CRS (Customer Relationship Summary).

Certified licenses

Experience

GARGAS INVESTMENTS LLC

BAGBY WEALTH MANAGEMENT

PRE-IPO STREET INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2019

Series 7TO

Date: 9/3/2019

SIE

Date: 1/31/2019

Series 6

Date: 9/21/1994

Current Firm

GARGAS INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GARGAS INVESTMENTS LLC

TRUST BUT VERIFY

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