EG

Edward P. Gargas

GARGAS INVESTMENTS
Dexter, MO 63965
Some features on this profile are disabled
CRD#: 2252236
EG

Professional summary


Edward Paul Gargas, who also goes by Ed Gargas, Eddie Gargas, is a registered financial advisor currently at GARGAS INVESTMENTS LLC located in Dexter, Missouri.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Edward has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ed Gargas | Eddie Gargas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Edward Paul Gargas's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 19, 2023 - Present

GARGAS INVESTMENTS LLC

Office #1: 1977 Cabin Drive, Suite 208, Dexter, MO 63965
RIA
CRD#: 323947
Dexter, MO
Past

January 6, 2020 - November 2, 2023

BAGBY WEALTH MANAGEMENT

RIA
CRD#: 117828
DEXTER, MO
Past

October 8, 2019 - October 1, 2020

PRE-IPO STREET INC.

BD
CRD#: 173426
SMITHTOWN, NY
Past

September 22, 1994 - January 6, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(9/19/2023)
IAR
Texas
(12/9/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/11/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


GI
GARGAS INVESTMENTS LLC
GARGAS INVESTMENTS LLC

CRD#: 323947 / SEC#:

Missouri
Registered Investment Advisory firm - (9/19/2023 Approved)
Texas
Registered Investment Advisory firm - (12/9/2024 Conditional Restricted)
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Contact information


Main Address
1977 Cabin Drive, Suite 208, Van Buren, MO 63965
Mailing Address
Po Box 131, Van Buren, MO 63965
Phone number
(573) 320-0095
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts37
AUM (Assets Under Management)$ 8,839,076

Red Flags


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Company Information


GARGAS INVESTMENTS LLC

CRD#: 323947Dexter, MO 63965

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