Raymond L. Davis

STABILITY FINANCIAL

Marrero, LA 70072

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CRD#: 2252165

Professional summary

Raymond Lee Davis, CFP®, who also goes by Ray Davis, Raymond L Davis, Raymond L Davis Cfp, is a registered financial advisor currently at STABILITY FINANCIAL, LLC located in Marrero, Louisiana.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Raymond has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Retirement Planning

Retirement Income Management

Are you a "fiduciary"?

Yes

Aliases

Ray Davis | Raymond L Davis | Raymond L Davis Cfp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Lee Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

July 1, 2013 - Present

STABILITY FINANCIAL, LLC

Office #1: 5201 West Bank Expressway Suite 203, Marrero, LA 70072

RIA

CRD#: 167906

Marrero, LA

Past

June 30, 2006 - July 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW ORLEANS, LA

Past

June 30, 2006 - July 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW ORLEANS, LA

Past

November 14, 2002 - July 5, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NEW ORLEANS, LA

Past

July 22, 1992 - July 5, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/1/2013)

IAR

Texas
(7/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/8/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/14/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 5/5/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/20/1992

General Securities Representative Examination

Current Firm

STABILITY FINANCIAL, LLC

2 TACTICAL ADVISOR, LLC | STABILITY FINANCIAL, LLC

CRD#: 167906 / SEC#: 801-78162

RIA

Registered Investment Advisory firm - (7/24/2013 Terminated)

Louisiana

Registered Investment Advisory firm - (7/18/2013 Approved)

Texas

Registered Investment Advisory firm - (7/4/2013 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5201 West Bank Expressway Suite 203, Marrero, LA 70072

Mailing Address

Phone number

(504) 324-7480

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 31,555,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Raymond L. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Lee Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/8/2001

Series 63

Date: 7/24/1992

Series 3

Date: 6/14/1997

Series 31

Date: 5/5/1993

Series 7

Date: 7/20/1992

Current Firm

STABILITY FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STABILITY FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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