David R. Hargrove

BASSETT HARGROVE INVESTMENT COUNSEL

Greenville, DE 19807

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CRD#: 2252140

Professional summary

David Raymond Hargrove, CFA, who also goes by David R Hargrove, David Hargrove, is a registered financial advisor currently at BASSETT HARGROVE INVESTMENT COUNSEL, LLC located in Greenville, Delaware.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David R Hargrove | David Hargrove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tucker Hargrove Management, Inc. 4001 Kennett Pike, Suite 242 Greenville, DE 19807 (Not a registered IA business, holds ownership interest in Bassett Hargrove Investment Counsel). Position - President Start of Business - 1992 Start Date of Employment - 1992 Hours Per Month - 2

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Raymond Hargrove's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 12, 2015 - Present

BASSETT HARGROVE INVESTMENT COUNSEL, LLC

Office #1: 4001 Kennett Pike, Suite 242, Greenville, DE 19807

RIA

CRD#: 133580

Greenville, DE

Past

March 1, 1993 - December 31, 2011

TUCKER HARGROVE MANAGEMENT INC

RIA

CRD#: 106329

MEDIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASSETT HARGROVE INVESTMENT COUNSEL, LLC

BASSETT HARGROVE INVESTMENT COUNSEL, LLC | THE BASSETT GROUP, LLC

CRD#: 133580 / SEC#: 801-121602

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

Delaware

Registered Investment Advisory firm - (3/5/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(11/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/1992

Uniform Investment Adviser Law Examination

Current Firm

BASSETT HARGROVE INVESTMENT COUNSEL, LLC

BASSETT HARGROVE INVESTMENT COUNSEL, LLC | THE BASSETT GROUP, LLC

CRD#: 133580 / SEC#: 801-121602

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

Delaware

Registered Investment Advisory firm - (3/5/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/29/2024 Terminated)

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Contact information

Main Address

116 Commons Court, Chadds Ford, PA 19317

Mailing Address

Phone number

(610) 388-7803

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BASSETT HARGROVE ADV PART 2&2B (3/21/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 114,867,661

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David R. Hargrove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Raymond Hargrove's CRS (Customer Relationship Summary).

Certified licenses

Experience

BASSETT HARGROVE INVESTMENT COUNSEL, LLC

TUCKER HARGROVE MANAGEMENT INC

Primary Firm SEC Registration

BASSETT HARGROVE INVESTMENT COUNSEL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/1992

Current Firm

BASSETT HARGROVE INVESTMENT COUNSEL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BASSETT HARGROVE INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

Contact information

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