Eric M. Beder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Martin Beder was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2017 - November 17, 2017
B. RILEY SECURITIES, INC.
July 23, 2014 - July 10, 2017
B. RILEY WEALTH MANAGEMENT
October 31, 2005 - July 21, 2014
BREAN CAPITAL, LLC
May 9, 2005 - March 14, 2006
BREAN MURRAY & CO., INC.
April 30, 2004 - February 9, 2005
J. B. HANAUER & CO.
May 27, 2003 - March 29, 2004
NORTHEAST SECURITIES, LLC
October 21, 1999 - December 12, 2002
LADENBURG THALMANN & CO. INC.
January 13, 1997 - November 9, 1999
HD BROUS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
