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EB

Eric Martin Beder

CRD# 2252032·Registered 1997 - 2017
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Martin Beder was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1997 - 2017. Eric had worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 16, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

Past

B. RILEY SECURITIES, INC.Past·CRD# 25027
BD
New York, NY
July 10, 2017 - November 17, 2017
B. RILEY WEALTH MANAGEMENTPast·CRD# 2543
BD
New York City, NY
July 23, 2014 - July 10, 2017
BREAN CAPITAL, LLCPast·CRD# 23723
BD
New York, NY
October 31, 2005 - July 21, 2014
BREAN MURRAY & CO., INC.Past·CRD# 7541
BD
New York, NY
May 9, 2005 - March 14, 2006
J. B. HANAUER & CO.Past·CRD# 6958
BD
Parsippany, NJ
April 30, 2004 - February 9, 2005
NORTHEAST SECURITIES, LLCPast·CRD# 25996
BD
Mitchelfield, NY
May 27, 2003 - March 29, 2004
LADENBURG THALMANN & CO. INC.Past·CRD# 505
BD
New York, NY
October 21, 1999 - December 12, 2002
HD BROUS & CO., INC.Past·CRD# 22062
BD
Great Neck, NY
January 13, 1997 - November 9, 1999

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Current Firm

BR
B. RILEY SECURITIES, INC.

B. RILEY FBR, INC. | FRIEDMAN, BILLINGS, RAMSEY & CO., INC. | FBR CAPITAL MARKETS & CO. | B. RILEY SECURITIES, INC.

CRD#: 25027 / SEC#: 8-41426
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1655 Fort Myer Drive Suite 1200, Arlington, VA 22209

Mailing Address

1655 Fort Myer Drive Suite 1200, Arlington, VA 22209

Phone Number

(310) 966-1444

Established

Delaware since 06/16/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
B. RILEY SECURITIES HOLDINGS, INC.DIRECT PARENT—
MCNICOLL, PATRICECO-PRESIDENT3199758
MOORE, ANDREW THOMASCHIEF EXECUTIVE OFFICER4574997
NARDINI, JOSEPH ROBERTCO-PRESIDENT2387386
PIGOTT, FRANKGENERAL COUNSEL, CHIEF COMPLIANCE OFFICER8052475
RILEY, BRYANT RICHARDEXECUTIVE CHAIRMAN1702453
SCHUTT, JANELLE REGINACONTROLLER2853858
SWAIN, MARY ANN NELLCHIEF FINANCIAL OFFICER6484916

Disclosures

Regulatory Event

12

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2004About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2004About the Series 87 exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Jun 2002About the Series 16 exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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