Paul T. Crowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Thomas Crowley, who also goes by Paul T Crowley, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2009 - March 29, 2012
POLARIS ADVISORS, LLC
March 4, 2009 - January 4, 2010
PURSHE KAPLAN STERLING INVESTMENTS
May 25, 2007 - May 15, 2009
SENTINEL PENSION ADVISORS, LLC.
March 25, 2004 - April 6, 2004
DETWILER FENTON & CO.
March 24, 2004 - February 4, 2009
SENTINEL SECURITIES, LLC.
May 1, 2001 - April 6, 2004
DETWILER FENTON & CO.
January 19, 1999 - May 10, 2001
CANTELLA & CO., INC.
August 13, 1996 - December 16, 1998
GW & WADE ASSET MANAGEMENT COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLARIS ADVISORS, LLC
CRD#: 127217 / SEC#: 801-63453
Contact information
Regulatory assets under management
| Total Number of Accounts | 347 |
| AUM (Assets Under Management) | $ 175,834,171 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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