Donald B. Dente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Brent Dente was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1992. Donald had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2001 - December 31, 2001
STUART SECURITIES CORP.
August 21, 1998 - December 9, 1999
UNITED SECURITIES ALLIANCE, INC.
August 16, 1996 - September 1, 1998
WMA SECURITIES, INC.
April 4, 1996 - June 19, 1996
VOYA FINANCIAL ADVISORS, INC.
March 21, 1996 - March 22, 1996
UNITED SECURITIES ALLIANCE, INC.
October 10, 1994 - February 14, 1996
WOODBURY FINANCIAL SERVICES, INC.
June 6, 1994 - September 13, 1994
WMA SECURITIES, INC.
July 6, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STUART SECURITIES CORP.
CRD#: 47076 / SEC#: , 8-51666
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STUART FINANCIAL CORP. | OWNER | |
| TONNER, KELVIN GORDON | CCO, SECRETARY & TREASURER | 4525875 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
