Margaret M. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Mulligan Black, who also goes by Mag Scott, Margaret Black Scott, Margaret Scott, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1974. Margaret had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, PC, Series 1, Series 12, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2016 - June 21, 2017
OAKSHORE PARTNERS, LLC
April 21, 2016 - May 18, 2016
CALTON & ASSOCIATES, INC.
March 8, 2012 - April 1, 2016
MUTUAL SECURITIES, INC.
May 21, 2010 - March 9, 2012
PURSHE KAPLAN STERLING INVESTMENTS
January 19, 2010 - December 3, 2018
BEVERLY HILLS WEALTH MANAGEMENT, LLC
April 2, 2007 - December 2, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - December 2, 2008
MORGAN STANLEY & CO. LLC
August 24, 1998 - April 2, 2007
MORGAN STANLEY DW INC.
January 25, 1979 - April 2, 2007
MORGAN STANLEY DW INC.
April 5, 1976 - February 11, 1979
THOMSON MCKINNON SECURITIES INC.
March 19, 1975 - July 24, 1976
LETTERMAN TRANSACTION SERVICES, INC.
December 6, 1974 - April 13, 1975
CRUTTENDEN, GUST & MERHAB, INCORPORATED
November 8, 1974 - June 23, 1975
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
October 18, 1974 - November 11, 1974
DOW FINANCIAL
June 6, 1974 - October 18, 1974
DOW FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/13/1986
Foreign Currency Options ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationPC
Date: 1/1/1979
AMEX Put and Call ExamSeries 1
Date: 6/3/1974
Registered Representative ExaminationSeries 12
Date: 9/18/1982
NYSE Branch Manager ExaminationF04
Date: 12/9/1975
Financial Principal ExaminationSeries 00
Date: 12/9/1975
General Securities Principal ExaminationCurrent Firm
OAKSHORE PARTNERS, LLC
CRD#: 285727 / SEC#: 801-108721
Contact information
Red Flags
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