Denis F. Barnao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denis Francis Barnao was a registered financial professional .
Denis is a previously registered financial professional and started their career in finance in 1994. Denis had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2011 - September 2, 2014
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
October 29, 2009 - November 18, 2011
JEFFERIES BACHE SECURITIES, LLC
January 19, 1999 - November 9, 2009
JANNEY MONTGOMERY SCOTT LLC
January 15, 1998 - January 12, 1999
NATIONAL CLEARING CORP.
May 1, 1996 - December 31, 1997
COMMONWEALTH ASSOCIATES
October 11, 1995 - May 23, 1996
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 10, 1995 - August 18, 1995
CEDAR STREET SECURITIES CORP.
October 3, 1994 - April 12, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
CRD#: 41282 / SEC#: , 8-49352
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALPERT, JEFFREY ROSS | CEO | 2072459 |
| HALPERT, JEFFREY ROSS | PRESIDENT | 2072459 |
| HYNES, EDWARD JAMES JR | MEMBER | 1058397 |
| PASCULLI, ANTHONY GREGORY | MEMBER | 2238324 |
| CHIECO, DAVID ANTHONY | MEMBER | 1563513 |
| FEINSTEIN, GEOFF IRA | MEMBER | 2259310 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| COLARUSSO, GINNY | CCO | 4221362 |
| GARBUS, STEVEN DAVID | MEMBER | 1268525 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
