Anthony C. Varbero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony C Varbero, who also goes by Anthony Charles, Anthony Charles Varbero, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1992. Anthony had worked at 18 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 27, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2011 - May 18, 2011
CHELSEA FINANCIAL SERVICES
May 27, 2009 - April 16, 2010
WINDSOR STREET CAPITAL, LP
February 4, 2009 - May 28, 2009
MADISON PROPRIETARY TRADING GROUP, LLC
September 22, 2008 - February 2, 2009
RANGE GLOBAL LLC
September 14, 2007 - September 29, 2008
AEGIS CAPITAL CORP.
September 26, 2002 - September 24, 2007
JOSEPH STEVENS & CO., INC.
January 2, 2002 - September 27, 2002
LADENBURG CAPITAL MANAGEMENT INC.
January 18, 2001 - January 2, 2002
LADENBURG THALMANN & CO. INC.
November 25, 1998 - May 3, 2000
LCP CAPITAL CORP.
November 25, 1998 - January 17, 2001
NATIONAL SECURITIES CORPORATION
October 8, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
October 15, 1997 - February 9, 1998
BRIARWOOD INVESTMENT COUNSEL
March 8, 1997 - October 1, 1997
COLEMAN & COMPANY SECURITIES, INC.
September 21, 1995 - February 4, 1997
J.W. BARCLAY & CO., INC.
January 4, 1995 - August 3, 1995
LT LAWRENCE & CO., INC.
April 11, 1994 - January 3, 1995
GRUNTAL & CO., L.L.C.
March 4, 1994 - March 18, 1994
H G I
December 14, 1993 - February 8, 1994
HANOVER, STERLING & COMPANY LTD.
November 18, 1992 - January 18, 1994
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/6/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 4/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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