Kevin Spinosa

WILSON-DAVIS & CO.

Salt Lake City, UT 84101-2104

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CRD#: 2251644

Professional summary

Kevin Spinosa is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Spinosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2025 - Present

WILSON-DAVIS & CO., INC.

Office #1: 236 South Main Street, Salt Lake City, UT 84101-2104

CRD#: 3777

Salt Lake City, UT

Past

October 13, 2022 - September 12, 2025

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Lake Mary, FL

Past

October 23, 2020 - September 12, 2025

ROBINHOOD SECURITIES, LLC

CRD#: 287900

Lake Mary, FL

Past

January 22, 2016 - October 27, 2020

HILLTOP SECURITIES INC.

CRD#: 6220

Dallas, TX

Past

December 2, 2010 - January 22, 2016

FIRST SOUTHWEST COMPANY, LLC

CRD#: 316

Dallas, TX

Past

July 24, 2008 - June 15, 2010

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

February 4, 2002 - July 14, 2008

JEFFERIES LLC

CRD#: 2347

DALLAS, TX

Past

August 16, 2000 - February 1, 2002

OSCAR GRUSS & SON INCORPORATED

CRD#: 2091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/4/2025)

Utah
(11/4/2025)

Exams

State Security Law Exam

Series 63

Date: 8/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/27/2001

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

CRD#: 3777 / SEC#: , 8-14299

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

236 South Main Street, Salt Lake City, UT 84101-2104

Mailing Address

P.o. Box 11587, Salt Lake City, UT 84147-0587

Phone number

(801) 532-1313

Established

Utah since 11/12/1968

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATLASCLEAR HOLDINGS, INC.	OWNER
EGGERTZ, LINCOLN TYLER	CHIEF COMPLIANCE OFFICER \| CHIEF AML COMPLIANCE OFFICER	7336125
LOSSER, JANA MARIE	PRINCIPAL OPERATIONS OFFICER	4562682
SIME, JEFFREY NORMAN	PRINCIPAL FINANCIAL OFFICER	1554798
SIME, JEFFREY NORMAN	CEO	1554798

Disclosures

Regulatory Event	57
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Spinosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Spinosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

ROBINHOOD SECURITIES, LLC

HILLTOP SECURITIES INC.

FIRST SOUTHWEST COMPANY, LLC

PENSON FINANCIAL SERVICES, INC.

JEFFERIES LLC

OSCAR GRUSS & SON INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2000

Series 24

Date: 4/7/2010

Series 4

Date: 9/27/2001

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILSON-DAVIS & CO., INC.

TRUST BUT VERIFY

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