Andrew D. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew David Daniels was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2000. Andrew had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2019 - April 13, 2020
ARCADIA SECURITIES, LLC
June 17, 2016 - May 25, 2019
CIM SECURITIES, LLC
November 13, 2013 - May 23, 2016
NOBLE CAPITAL MARKETS, INC.
February 4, 2013 - August 5, 2013
BURRILL SECURITIES
December 13, 2011 - February 1, 2013
MERRIMAN CAPITAL, INC.
June 22, 2010 - December 13, 2011
JANNEY MONTGOMERY SCOTT LLC
June 14, 2010 - December 13, 2011
JANNEY MONTGOMERY SCOTT LLC
August 20, 2009 - May 17, 2010
SIXPOINT PARTNERS LLC
March 21, 2007 - February 17, 2009
DEUTSCHE BANK SECURITIES INC.
August 13, 2004 - March 23, 2007
COWEN AND COMPANY
March 24, 2004 - September 2, 2004
MARWOOD GROUP
December 5, 2003 - September 2, 2004
MARWOOD GROUP
January 2, 2000 - August 15, 2002
PARAMOUNT BIOCAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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