Paul L. Hatton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Leon Hatton, who also goes by Paul Hatton, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1992. Paul had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2021 - August 8, 2024
ICR CAPITAL LLC
September 26, 2017 - March 22, 2021
DEUTSCHE BANK SECURITIES INC.
September 11, 2007 - September 15, 2017
HSBC SECURITIES (USA) INC.
August 30, 2001 - September 5, 2007
ABN AMRO INCORPORATED
April 1, 1996 - February 27, 2001
J.P. MORGAN SECURITIES INC.
July 10, 1992 - April 1, 1996
CHASE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
