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AM

Ahmad Moussavi

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CRD#: 2251206
AM

Professional summary

Ahmad Moussavi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ahmad is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Ahmad had worked at 4 firms, which includes ASTOR CAPITAL INC., FFP SECURITIES INC., A.G. MATTHEW & COMPANY, CHATFIELD DEAN & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ali Moussavi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 29, 2000 - December 31, 2004

ASTOR CAPITAL, INC.

BD
CRD#: 100300
BEVERLY HILLS, CA
Past

December 20, 1996 - January 12, 1998

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

January 1, 1993 - January 27, 1995

A.G. MATTHEW & COMPANY

BD
CRD#: 22437
LOS ANGELES, CA
Past

August 14, 1992 - September 28, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/30/1999
General Securities Principal Examination

Current Firm

AC
ASTOR CAPITAL, INC.
ASTOR CAPITAL, INC. | ASTOR CAPITAL, INC.

CRD#: 100300 / SEC#: , 8-52027

BD
Terminated by SEC on 01/10/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 08/05/1997
Firm type
Corporation
Fiscal year end
July
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MOUSSAVI, AHMAD (ALI)MANAGING DIRECTOR, SECRETARY2251206
TIZABI, JACQUESMANAGING DIRECTOR CEO, FINOP2249386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASTOR CAPITAL, INC.

CRD#: 100300

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