Tami S. Balas
Professional summary
Tami Susan Balas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tami is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Tami had worked at 5 firms, which includes SCF SECURITIES INC., WALL STREET FINANCIAL GROUP INC., PRINCIPAL SECURITIES INC., VOYA FINANCIAL ADVISORS INC., RELIASTAR FINANCIAL MARKETING CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2008 - December 22, 2017
SCF SECURITIES, INC.
September 22, 1999 - August 23, 2007
WALL STREET FINANCIAL GROUP, INC.
April 24, 1996 - September 20, 1999
PRINCIPAL SECURITIES, INC.
October 1, 1995 - May 31, 1996
VOYA FINANCIAL ADVISORS, INC.
September 29, 1992 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
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Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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