Bruce [. Arella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce [no Middle Name] Arella, who also goes by Bruce Arella, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1992. Bruce had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2017 - August 31, 2022
CLAYBROOK CAPITAL, LLC
July 24, 2015 - November 20, 2015
ROBERTSON STEPHENS SECURITIES
June 22, 2015 - January 3, 2017
ROBERTSON STEPHENS ADVISORS
September 26, 2013 - June 16, 2015
WE FAMILY OFFICES
December 24, 2008 - April 19, 2013
GFO ADVISORY SERVICES, LLC
February 10, 2004 - February 28, 2008
WG TRADING COMPANY LIMITED PARTNERSHIP
September 9, 1997 - April 20, 2000
STANDARD & POOR'S SECURITIES, INC.
December 9, 1992 - April 6, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 31, 1992 - September 23, 1992
PRUDENTIAL EQUITY GROUP, LLC
August 17, 1992 - September 4, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/1/2004
Limited Representative-Equity Trader ExamCurrent Firm
CLAYBROOK CAPITAL, LLC
CRD#: 286209 / SEC#: 801-108800
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 295,788,355 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
