Bradford L. Buckler

DIVERSIFIED WEALTH ADVISORS

Kansas City, MO 64116

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CRD#: 2250998

Professional summary

Bradford Lee Buckler is a registered financial advisor currently at DIVERSIFIED WEALTH ADVISORS, LLC located in Kansas City, Missouri.

Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Bradford has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: SUCCESSFUL RETIREMENT, INC.; INV RELATED: YES; ADDRESS: 1251 NW BRIARCLIFF PKWY, #140, KANSAS CITY, MO 64116; NATURE: AGENCY IN WHICH INSURANCE BUSINESS IS CONDUCTED; POSITION: OWNER/AGENT; START DATE: 01/1997; HOURS/MONTH: 60; TRADING HOURS/MONTH: 20; DUTIES: OWNER/AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Lee Buckler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2022 - Present

DIVERSIFIED WEALTH ADVISORS, LLC

Office #1: 1251 Nw Briarcliff Parkway Suite 140, Kansas City, MO 64116

RIA

CRD#: 311903

Kansas City, MO

Past

August 20, 2019 - December 14, 2020

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Kansas City, MO

Past

February 21, 2018 - August 15, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Kansas City, MO

Past

November 16, 2015 - March 14, 2018

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

KANSAS CITY, MO

Past

December 1, 2004 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

PLATTE CITY, MO

Past

November 8, 2002 - July 14, 2003

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

BLOOMINGTON, IL

Past

August 24, 2000 - November 28, 2000

CARLSON NATIONAL BROKERS, LTD

CRD#: 25056

HERRIN, IL

Past

January 6, 1998 - December 23, 1999

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

July 24, 1992 - February 14, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/18/2022)

IAR

Missouri
(7/18/2022)

IAR

Texas
(7/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/22/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DIVERSIFIED WEALTH ADVISORS, LLC

CRD#: 311903 / SEC#:

Kansas

Registered Investment Advisory firm - (3/18/2021 Approved)

Missouri

Registered Investment Advisory firm - (2/4/2021 Approved)

Texas

Registered Investment Advisory firm - (3/18/2021 Conditional Restricted)

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Contact information

Main Address

1251 Nw Briarcliff Parkway Suite 140, Kansas City, MO 64116

Mailing Address

Phone number

(816) 984-8620

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	477
AUM (Assets Under Management)	$ 73,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradford L. Buckler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Lee Buckler's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

TAYLOR CAPITAL MANAGEMENT INC.

TRUSTMONT FINANCIAL GROUP, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

FIRST MIDWEST SECURITIES, INC.

CARLSON NATIONAL BROKERS, LTD

TOWER SQUARE SECURITIES, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2022

Series 63

Date: 10/1/1993

SIE

Date: 10/1/2018

Series 6

Date: 7/22/1992

Current Firm

DIVERSIFIED WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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