Todd A. Veillon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Anthony Veillon, ChFC®, who also goes by Todd Veillon, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1992. Todd had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2017 - March 31, 2020
AE WEALTH MANAGEMENT, LLC
July 19, 2016 - June 7, 2017
CREATIVEONE SECURITIES, LLC
July 13, 2016 - June 7, 2017
CREATIVEONE SECURITIES, LLC
May 14, 2014 - February 25, 2016
ON INVESTMENT MANAGEMENT CO
September 1, 1998 - February 25, 2016
THE O.N. EQUITY SALES COMPANY
September 27, 1996 - September 1, 1998
GUARDIAN INVESTOR SERVICES LLC
October 27, 1995 - October 29, 1996
WOODBURY FINANCIAL SERVICES, INC.
September 25, 1995 - October 31, 1995
HORNOR, TOWNSEND & KENT, LLC
October 5, 1994 - November 9, 1994
PRUCO SECURITIES, LLC.
June 25, 1993 - December 8, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 25, 1993 - December 8, 1993
OSAIC FA, INC.
May 21, 1993 - June 7, 1993
METROPOLITAN LIFE INSURANCE COMPANY
May 21, 1993 - June 7, 1993
MSI FINANCIAL SERVICES, INC.
December 7, 1992 - May 11, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 7, 1992 - May 11, 1993
OSAIC FA, INC.
August 10, 1992 - September 16, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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