Garth C. Ramsay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garth Carson Ramsay JR, who also goes by Garth Carson Jr Ramsay, was a registered financial professional .
Garth is a previously registered financial professional and started their career in finance in 1992. Garth had worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2001 - September 27, 2016
ADVISERS INVESTMENT MANAGEMENT, INC.
December 28, 1999 - September 19, 2005
LPL FINANCIAL LLC
December 14, 1999 - September 19, 2005
LPL FINANCIAL LLC
July 27, 1992 - December 15, 1999
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVISERS INVESTMENT MANAGEMENT, INC.
CRD#: 112649 / SEC#: 801-66255
Contact information
Regulatory assets under management
| Total Number of Accounts | 558 |
| AUM (Assets Under Management) | $ 92,117,297 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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