Peter M. Crane

CRANE INVESTMENTS

LAGUNA BEACH, CA 92651

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CRD#: 2250877

Professional summary

Peter Mathew Crane is a registered financial advisor currently at CRANE INVESTMENTS INC located in Laguna Beach, California.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Peter has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)CRANE FINANCIAL DBA CRANE INVESTMENTS; PARTNER; INSURANCE; START DATE:1/1/2007. 2.) JAMES J. PATRICK TRUST; CO-TRUSTEE; FIDUCIARY POSITION (TRUSTEE, POA, EXECUTOR, ETC.).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Mathew Crane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2016 - Present

CRANE INVESTMENTS INC

Office #1: 301 Forest Avenue, Laguna Beach, CA 92651

RIA

CRD#: 172755

LAGUNA BEACH, CA

Past

November 12, 2014 - December 31, 2015

CRANE INVESTMENTS INC

RIA

CRD#: 172755

NEWPORT BEACH, CA

Past

July 2, 2012 - December 10, 2014

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

NEWPORT BEACH, CA

Past

July 8, 1997 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

NEWPORT BEACH, CA

Past

February 12, 1996 - November 18, 2014

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NEWPORT BEACH, CA

Past

January 4, 1996 - February 6, 1996

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

June 23, 1995 - January 1, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 22, 1995 - June 20, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 5, 1992 - May 10, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 5, 1992 - May 10, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/18/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/1996

General Securities Principal Examination

Current Firm

CRANE INVESTMENTS INC

CRD#: 172755 / SEC#: 801-80507

RIA

Registered Investment Advisory firm - (6/24/2015 Terminated)

California

Registered Investment Advisory firm - (1/28/2016 Approved)

Texas

Registered Investment Advisory firm - (4/21/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

301 Forest Avenue, Laguna Beach, CA 92651

Mailing Address

Phone number

(949) 499-2020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 9,880,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter M. Crane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Mathew Crane's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRANE INVESTMENTS INC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

LOCUST STREET SECURITIES, INC.

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1998

Series 63

Date: 8/13/1992

SIE

Date: 11/18/2014

Series 7

Date: 8/3/1992

Series 24

Date: 6/27/1996

Current Firm

CRANE INVESTMENTS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRANE INVESTMENTS INC

TRUST BUT VERIFY

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