DP
Daniel K. Palmer
SAGEVIEW ADVISORY GROUP
Fort Wayne, IN
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CRD#: 2250868
DP
Professional summary
Daniel K Palmer, AIF®, CFP®, who also goes by Daniel King Palmer, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Fort Wayne, Indiana and CETERA WEALTH SERVICES, LLC located in Fort Wayne, Indiana.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel King Palmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR START DATE: 12/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OVERSEE RETIREMENT PLAN INVESTMENT AND FIDUCIARY SERVICES. ASSIST INDIVIDUALS WITH THEIR WEALTH MANAGEMENT GOALS 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 3. NAME OF OTHER BUSINESS: PINE MILLS ROAD I LLC INVESTMENT RELATED: NO ADDRESS: 1109 PERRY LAKE DRIVE FORT WAYNE IA NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RENTING AND MAINTAINING RESIDENTIAL DUPLEX BUILDING 4. NAME OF OTHER BUSINESS: PINE MILLS ROAD II LLC INVESTMENT RELATED: NO ADDRESS: 1109 PERRY LAKE DRIVE FORT WAYNE IA NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RENTING AND MAINTAINING RESIDENTIAL DUPLEX BUILDING 5. NAME OF OTHER BUSINESS: PALMER RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: THIS WAS PREVIOUSLY AN ENTITY FOR MARKETING AND ADVERTISING OF A SECURITIES BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel K Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
December 20, 2023 - Present
SAGEVIEW ADVISORY GROUP, LLC
RIA
CRD#: 126777
Fort Wayne, IN
Current
January 11, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9614 Lima Road Sute 101, Fort Wayne, IN 46845BD
CRD#: 13572
Fort Wayne, IN
Past
February 5, 2018 - December 4, 2023
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Fort Wayne, IN
Past
February 5, 2018 - December 4, 2023
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Fort Wayne, IN
Past
January 24, 2017 - March 2, 2018
REHMANN FINANCIAL NETWORK, LLC
BD
CRD#: 165027
LANSING, MI
Past
December 7, 2010 - December 31, 2017
REHMANN WEALTH
RIA
CRD#: 123047
FORT WAYNE, IN
Past
October 28, 2010 - February 9, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
FORT WAYNE, IN
Past
March 3, 2008 - November 2, 2010
NRP ADVISORS, INC.
RIA
CRD#: 141430
FORT WAYNE, IN
Past
July 5, 2007 - October 15, 2008
NRP FINANCIAL, INC.
RIA
CRD#: 103717
FORT WAYNE, IN
Past
July 5, 2007 - November 2, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
FORT WAYNE, IN
Past
April 27, 1999 - July 16, 2007
SII INVESTMENTS, INC.
RIA
CRD#: 2225
FORT WAYNE, IN
Past
October 23, 1998 - July 16, 2007
SII INVESTMENTS, INC.
BD
CRD#: 2225
FORT WAYNE, IN
Past
January 16, 1998 - October 23, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
December 16, 1992 - October 9, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 16, 1992 - October 9, 1996
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/11/2024)
RR
Arizona(1/11/2024)
RR
Colorado(1/11/2024)
RR
District of Columbia(1/11/2024)
RR
Idaho(1/11/2024)
IAR
Indiana(12/20/2023)
RR
Indiana(1/11/2024)
RR
Nevada(1/11/2024)
RR
New Mexico(1/11/2024)
RR
Utah(1/11/2024)
RR
Washington(1/11/2024)
RR
Wisconsin(1/11/2024)
RR
Wyoming(1/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
