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MS

Mark J. Salter

NEW CENTURY CAPITAL PARTNERS
Los Angeles, CA 90024
Some features on this profile are disabled
CRD#: 2250841
MS

Professional summary

Mark Jack Salter is a registered financial professional currently at NEW CENTURY CAPITAL PARTNERS, INC. located in Los Angeles, California.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Jack Salter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2008 - Present

NEW CENTURY CAPITAL PARTNERS, INC.

Office #1: 1707 Glendon Avenue Suite 3, Los Angeles, CA 90024
BD
CRD#: 147071
Los Angeles, CA
Past

June 4, 2008 - September 18, 2008

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

February 12, 2003 - September 20, 2006

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

September 1, 1998 - August 27, 2002

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

October 1, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

July 12, 1996 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

BD
CRD#: 7730
SAN FRANCISCO, CA
Past

August 1, 1994 - August 1, 1995

SOUNDVIEW TECHNOLOGY CORPORATION

BD
CRD#: 15425
OLD GREENWICH, CT
Past

August 10, 1992 - June 10, 1994

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/16/2008)
RR
Texas
(1/8/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 8/17/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/15/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NEW CENTURY CAPITAL PARTNERS, INC.
NEW CENTURY CAPITAL PARTNERS, INC. | NEW CENTURY CAPITAL PARTNERS, LLC

CRD#: 147071 / SEC#: , 8-67873

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1707 Glendon Avenue Suite 3, Los Angeles, CA 90024
Mailing Address
1112 Montana Avenue Ste 465, Santa Monica, CA 90403
Phone number
(424) 877-0680
Established
California since 12/29/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SALTER, MARK JACKCEO/PRESIDENT/MANAGING MEMBER/CCO2250841
GEORGE, KENNETH RONALDFINOP2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW CENTURY CAPITAL PARTNERS, INC.

CRD#: 147071Los Angeles, CA 90024

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