Femi T. Shote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Femi Taofik Shote, AIF®, CFP® was a registered financial professional .
Femi is a previously registered financial professional and started their career in finance in 1992. Femi had worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
September 27, 2002 - January 11, 2022
RETIREWISE CFP
June 22, 1992 - October 21, 2002
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREWISE CFP
CRD#: 122774 / SEC#: 801-121266
Contact information
Regulatory assets under management
| Total Number of Accounts | 158 |
| AUM (Assets Under Management) | $ 107,458,089 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
