Lawrence I. Grossman

GROSSMAN FINANCIAL MANAGEMENT

Benicia, CA

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CRD#: 2250720

Professional summary

Lawrence I. Grossman, AIF®, CFP®, who also goes by Lawrence I Grossman, is a registered financial advisor currently at GROSSMAN FINANCIAL MANAGEMENT located in Benicia, California and ARCHVEST WEALTH ADVISORS, INC. located in Concord, California.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lawrence I Grossman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Grossman also owns rental properties which are managed by a property management company. He spends less than 1 hour per month engaged in this activity, none of which is during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence I. Grossman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

October 16, 2014 - Present

GROSSMAN FINANCIAL MANAGEMENT

RIA

CRD#: 128566

Benicia, CA

Current

February 14, 2020 - Present

ARCHVEST WEALTH ADVISORS, INC.

Office #1: 1390 Willow Pass Rd. #930, Concord, CA 94520

RIA

CRD#: 172087

Concord, CA

Past

January 7, 1998 - June 6, 2003

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAFAEL, CA

Past

January 1, 1998 - December 31, 2013

GROSSMAN FINANCIAL MANAGEMENT

RIA

CRD#: 128566

BENICIA, CA

Past

February 6, 1996 - January 27, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 6, 1996 - January 27, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 6, 1992 - January 17, 1996

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHVEST WEALTH ADVISORS, INC.

ARCHVEST FAMILY OFFICE SERVICES | ARCHVEST WEALTH ADVISORS, INC.

CRD#: 172087 / SEC#: 801-118414

RIA

Registered Investment Advisory firm - (4/10/2020 Approved)

California

Registered Investment Advisory firm - (6/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/25/1992

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/16/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ARCHVEST WEALTH ADVISORS, INC.

ARCHVEST FAMILY OFFICE SERVICES | ARCHVEST WEALTH ADVISORS, INC.

CRD#: 172087 / SEC#: 801-118414

RIA

Registered Investment Advisory firm - (4/10/2020 Approved)

California

Registered Investment Advisory firm - (6/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2020 Terminated)

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Contact information

Main Address

1390 Willow Pass Rd. #930, Concord, CA 94520

Mailing Address

Phone number

(925) 215-5600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	315
AUM (Assets Under Management)	$ 330,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
03/10/2025	Cover Page	Report
01/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lawrence I. Grossman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence I. Grossman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCHVEST WEALTH ADVISORS, INC.

FINANCIAL TELESIS INC

GROSSMAN FINANCIAL MANAGEMENT

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

ARCHVEST WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/1995

Series 63

Date: 7/14/1992

Series 7

Date: 12/22/1995

Series 22

Date: 8/25/1992

Series 6

Date: 8/4/1992

Series 26

Date: 3/16/1998

Current Firm

ARCHVEST WEALTH ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARCHVEST WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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