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Anthony Chinonye Chukumba

LOOP CAPITAL MARKETS
CHICAGO, IL
·CRD# 2250669·26 years experience

Professional Summary

Anthony Chinonye Chukumba, who also goes by Anthony Chinonye Chuclumba, is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois. Anthony is registered as a RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Chinonye Chuclumba

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

Current

LOOP CAPITAL MARKETS LLCCurrent·CRD# 43098
RIA
BD
425 S. Financial Place Ste 2700, Chicago, IL 60605
November 14, 2016 - Present

Past

BB&T SECURITIES, LLCPast·CRD# 142785
BD
New York, NY
January 2, 2013 - October 11, 2016
SCOTT & STRINGFELLOW, LLCPast·CRD# 6255
BD
New York, NY
February 8, 2010 - January 2, 2013
FTN EQUITY CAPITAL MARKETS CORP.Past·CRD# 119625
BD
New York, NY
December 8, 2006 - January 29, 2010
ABN AMRO INCORPORATEDPast·CRD# 15776
BD
Stamford, CT
October 4, 2001 - April 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
August 4, 1997 - July 17, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
August 17, 1993 - August 29, 1995

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(11/14/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2006About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2006About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Dec 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Chinonye Chukumba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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