Dwight Rigby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwight Rigby, who also goes by Dwight Lushion Rigby, Dwight Rigby, was a registered financial professional .
Dwight is a previously registered financial professional and started their career in finance in 1992. Dwight had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2015 - January 27, 2016
BLAYLOCK VAN, LLC
February 4, 2014 - August 11, 2014
BLAYLOCK VAN, LLC
March 12, 2009 - January 29, 2014
M. R. BEAL & COMPANY
June 2, 2008 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 2, 2008 - March 3, 2009
ADVANTAGE CAPITAL CORPORATION
June 2, 2008 - March 11, 2009
OSAIC SERVICES, INC.
June 2, 2008 - March 11, 2009
FSC SECURITIES CORPORATION
September 18, 2006 - March 11, 2009
OSAIC WEALTH, INC.
August 27, 1996 - December 5, 1997
HSBC BROKERAGE (USA) INC.
June 16, 1994 - August 9, 1996
PERSHING LLC
July 24, 1992 - September 10, 1992
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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