Charles Boratgis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Boratgis was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1992. Charles had worked at 3 firms and has passed the Series 63, Series 3 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1993 - July 22, 1993
ANNANDALE SECURITIES, INC.
January 7, 1993 - February 2, 1993
WILLIAM LAWRENCE SECURITIES, INC.
December 2, 1992 - December 31, 1992
BROKERS INVESTMENT CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ANNANDALE SECURITIES, INC.
CRD#: 23506 / SEC#: , 8-40491
Contact information
Documents
Red Flags
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