Kevin G. Simpson

CAPITAL WEALTH PLANNING

Naples, FL 34109

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CRD#: 2250499

Professional summary

Kevin Glenn Simpson, who also goes by Kevin G Simpson, is a registered financial advisor currently at CAPITAL WEALTH PLANNING, LLC located in Naples, Florida.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kevin has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin G Simpson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JK Leasing, LLC 9015 Strada Stell Ct Suite 202/203 Naples, FL 34109 Business is not investment related Nature of Business: Real Estate Position: Member Start Date: 06/05/2019 Hours Devoted: None No Duties or Responsibilities OCNJ, LLC 9015 Strada Stell Court Suite 202/203 Naples, FL 34109 Business is not investment related Nature of Business: Real Estate Position: Member Start Date: 07/18/2018 Hours Devoted: None No Duties or Responsibilities Big Timbers Lodge, LLC 9015 Strada Stell Court Suite 202/203 Naples, FL 34109 Business is not investment related Nature of Business: Real Estate Position: Member Start Date: 04/05/2019 Hours Devoted: None No Duties or Responsibilities QCV, LLC 9015 Strada Stell Court Suite 202/203 Naples, FL 34109 Business is not investment related Nature of Business: Rental Condominium Position: Member Start Date: July 17, 2017 Hours Devoted: None No Duties or Responsibilities Gulf Shore Boulevard, LLC 9015 Strada Stell Court Suite 202/203 Naples, FL 34109 Business is not investment related Nature of Business: Real Estate Position: Member Start Date: 06/05/2019 Hours Devoted: None No Duties or Responsibilities Covered Calls with Kevin Simpson Investment-related podcast Host/author Start: 02/19/2021 20 hours per month; 5 hours during trading hours Duties: Interview guests on podcast that are prominent in the investing industry; discuss economy and the market in general.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Glenn Simpson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2011 - Present

CAPITAL WEALTH PLANNING, LLC

Office #1: 9015 Strada Stell Ct Suite 203, Naples, FL 34109

RIA

CRD#: 150764

Naples, FL

Past

June 27, 2008 - August 14, 2009

JRN STRATEGIC INVESTMENTS, LLC

RIA

CRD#: 124162

NAPLES, FL

Past

June 23, 2008 - August 5, 2009

CALTON & ASSOCIATES, INC.

CRD#: 20999

NAPLES, FL

Past

December 13, 2007 - June 18, 2008

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

FT. LAUDERDALE, FL

Past

April 20, 2005 - June 18, 2008

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

February 16, 2005 - April 19, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 4, 2002 - January 24, 2005

BAINBRIDGE SECURITIES INC.

CRD#: 36757

YARDLEY, PA

Past

October 1, 1999 - March 11, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 5, 1996 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

February 5, 1993 - March 5, 1996

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 15, 1992 - February 11, 1993

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/18/2011)

IAR

Texas
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/14/1992

General Securities Representative Examination

Current Firm

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

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Contact information

Main Address

9015 Strada Stell Ct Suite 203, Naples, FL 34109

Mailing Address

Phone number

(239) 593-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWP FORM ADV PART 2A (MAY 5, 2020) (2/21/2025)

Regulatory assets under management

Total Number of Accounts	11,690
AUM (Assets Under Management)	$ 11,419,152,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin G. Simpson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Glenn Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JRN STRATEGIC INVESTMENTS, LLC

CALTON & ASSOCIATES, INC.

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

LPL FINANCIAL LLC

BAINBRIDGE SECURITIES INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

OPPENHEIMER & CO. INC.

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

CAPITAL WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2007

Series 63

Date: 7/17/1992

Series 7

Date: 7/14/1992

Current Firm

CAPITAL WEALTH PLANNING, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH PLANNING, LLC

TRUST BUT VERIFY

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