AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PD

Patrick James Dwyer

NEW EDGE WEALTH
MIAMI, FL
·CRD# 2250476·33 years experience

Professional Summary

Patrick James Dwyer, who also goes by Patrick J Dwyer, is a registered financial advisor currently at NEW EDGE WEALTH located in Miami, Florida. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Patrick has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick J Dwyer

Blog Corner

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Years of Experience

33 years in the financial services industry

Current & Past Employments

NEW EDGE WEALTH·CRD# 307771
RIA
1111 Brickell Avenue Suite 2025, Miami, FL 33131
October 6, 2021 - Present
SVB WEALTH·CRD# 172832
RIA
Miami, FL
October 16, 2019 - November 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Miami, FL
October 10, 1994 - September 20, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Miami, FL
October 4, 1993 - September 20, 2019

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Current Firm

NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Phone Number

(203) 424-2262

# of Employees

211

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (4/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

19,593

AUM (Assets Under Management)

$19,926,358,801

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
01/27/2025Cover PageReport
12/22/2023Cover PageReport

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*29009 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KEY BISCAYNE COMMUNITY FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: KEY BISCYANE, FLORIDA 33149 NATURE OF BUSINESS: CHARITABLE ORGANIZATION,NON PROFIT POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2021 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: BOARD MEMBER I*29009 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: South Florida Neuroscience Center INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2150 CORAL WAY, 8th Fl MIAMI, FLORIDA 33145 NATURE OF BUSINESS: CHARITABLE ORGANIZATION,NON PROFIT POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2021 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: BOARD MEMBER forbes council-The Firm permits its associates to engage in outside business activities and affiliations subject to prior approval that allows for consideration of potential conflicts of interest. The intent of this policy is to ensure that associates are able to engage in activities that may be desirable or necessary in their lives outside of the firm, while maintaining the ability to continue to contribute objectively and effectively as a valuable asset.-3 or 4 articles a year - approved by compliance-Not investment-1 Hr per mnth*1/30/23*Forbes Council - 1-844-35105800 Top Tier Authentics*own 300K of the company. Occasional calls top advise them with several other folks*No Invest*no clients or friends involved.*1 hr per mnth-1 during trade*Aug 21 2023*CT

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(11/23/2021)
IAR
Texas
(10/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Aug 1998About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Dwyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#
PD
Follow Patrick
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required