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JN

Jose A. Navarro

Some features on this profile are disabled
CRD#: 2250454
JN

Professional summary

Jose Antonio Navarro was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jose Antonio Navarro, who also goes by Jose A Navarro, Jose Antonio Navarro, Tony Navarro, was a registered financial professional .

Jose is a previously registered financial professional and started their career in finance in 1992. Jose had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jose A Navarro | Jose Antonio Navarro | Tony Navarro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 23, 2024 - July 25, 2025

NFSG CORPORATION

RIA
CRD#: 130814
SAN DIEGO, CA
Past

December 7, 2017 - August 15, 2023

INDEPENDENT FINANCIAL GROUP, LLC

RIA
CRD#: 7717
Los Angeles, CA
Past

December 7, 2017 - August 15, 2023

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
Los Angeles, CA
Past

January 31, 2017 - December 13, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
LOS ANGELES, CA
Past

December 17, 2013 - June 2, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
LOS ANGELES, CA
Past

September 8, 2009 - December 13, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
LOS ANGELES, CA
Past

July 5, 2007 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
LOS ANGELES, CA
Past

February 21, 1995 - July 12, 2007

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
LOS ANGELES, CA
Past

August 16, 1993 - February 28, 1995

SECURITIES WEST, INC.

BD
CRD#: 4898
SANTA ANA, CA
Past

June 27, 1992 - August 17, 1993

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448

RIA
Registered Investment Advisory firm - (11/6/2007 Approved)
Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)
California
Registered Investment Advisory firm - (11/8/2007 Terminated)
Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)
Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)
Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)
Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)
Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)
New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)
North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)
Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)
Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)
Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/26/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/19/1992
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448

RIA
Registered Investment Advisory firm - (11/6/2007 Approved)
Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)
California
Registered Investment Advisory firm - (11/8/2007 Terminated)
Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)
Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)
Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)
Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)
Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)
New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)
North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)
Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)
Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)
Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)
PREMIUM
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Contact information

Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/2/2026)
NFSG WRAP FEE PROGRAM BROCHURE (2/13/2026)

Regulatory assets under management

Total Number of Accounts3,607
AUM (Assets Under Management)$ 1,082,643,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NFSG CORPORATION

CRD#: 130814

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