JN
Jose A. Navarro
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CRD#: 2250454
JN
Professional summary
Jose Antonio Navarro was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jose Antonio Navarro, who also goes by Jose A Navarro, Jose Antonio Navarro, Tony Navarro, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1992. Jose had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jose A Navarro | Jose Antonio Navarro | Tony Navarro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TAXPLUS - POSITION: Independent Contractor NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1996 ADDRESS: 12803 Venice Blvd, Los Angeles CA 90066, United States DESCRIPTION: 100% OWNER OF TAXPLUS OFFERING TAX PREP SERVICES (2) NAVARRO FINANCIAL LLC POSITION: Independent Contractor NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 12803 Venice Blvd, Los Angeles CA 90066, United States DESCRIPTION: OWNER OF NAVARRO FINANCIAL LLC A TAX CONDUIT (3) UNTAX POSITION: Independent Contractor NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2015 ADDRESS: 12803 Venice Blvd, Los Angeles CA 90066, United States DESCRIPTION: 100% OWNER OF UNTAX OFFERING TAX RESOLUTION SERVICES
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 23, 2024 - July 25, 2025
NFSG CORPORATION
RIA
CRD#: 130814
SAN DIEGO, CA
Past
December 7, 2017 - August 15, 2023
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Los Angeles, CA
Past
December 7, 2017 - August 15, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Los Angeles, CA
Past
January 31, 2017 - December 13, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOS ANGELES, CA
Past
December 17, 2013 - June 2, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOS ANGELES, CA
Past
September 8, 2009 - December 13, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
LOS ANGELES, CA
Past
July 5, 2007 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
LOS ANGELES, CA
Past
February 21, 1995 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
LOS ANGELES, CA
Past
August 16, 1993 - February 28, 1995
SECURITIES WEST, INC.
BD
CRD#: 4898
SANTA ANA, CA
Past
June 27, 1992 - August 17, 1993
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
