Michael B. East

ROBERT W. BAIRD & CO.

Phoenix, AZ 85016

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CRD#: 2250415

Professional summary

Michael Bradley East, who also goes by Brad East, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Phoenix, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad East

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name/Address: East-Baker LLC 2425 E Camelback Rd Ste 530 Start Date: 9/8/14 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Passive Investor Investment Related Name/Address: Dirtbag's Bar 2425 E CAMELBACK RD PHOENIX AZ 85016 Start Date: 12/3/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Investment Related Name/Address: East Private Equity LLC 5511 N 2ND ST PHOENIX AZ 85012 Start Date: 10/2/17 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bradley East's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Bradley East's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2020 - Present

ROBERT W. BAIRD & CO. INCORPORATED

Office #1: 2425 E. Camelback Road Suite 530, Phoenix, AZ 85016

RIA

CRD#: 8158

Phoenix, AZ

Current

October 21, 2020 - Present

ROBERT W. BAIRD & CO. INCORPORATED

Office #1: 2425 E. Camelback Road Suite 530, Phoenix, AZ 85016

RIA

CRD#: 8158

Phoenix, AZ

Past

November 24, 2003 - October 26, 2020

MOORS & CABOT, INC.

CRD#: 594

PHOENIX, AZ

Past

July 11, 2001 - November 25, 2003

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

December 19, 2000 - July 11, 2001

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

June 23, 1992 - January 9, 2001

J. W. GARRETT AND COMPANY

CRD#: 7799

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA

Registered Investment Advisory firm - SEC (7/14/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(10/21/2020)

Arizona
(10/21/2020)

IAR

Arizona
(11/5/2020)

Arkansas
(1/10/2025)

California
(10/21/2020)

Colorado
(10/21/2020)

Connecticut
(10/21/2020)

Delaware
(10/21/2020)

Florida
(10/21/2020)

Georgia
(10/21/2020)

Hawaii
(2/16/2023)

Idaho
(10/21/2020)

Illinois
(10/21/2020)

Iowa
(10/21/2020)

Kansas
(10/21/2020)

Louisiana
(10/21/2020)

Maryland
(10/21/2020)

Massachusetts
(10/21/2020)

Michigan
(10/21/2020)

Mississippi
(10/21/2020)

Missouri
(10/21/2020)

Montana
(2/17/2022)

Nebraska
(10/21/2020)

Nevada
(10/21/2020)

New Jersey
(10/21/2020)

New Mexico
(10/21/2020)

New York
(11/5/2020)

North Carolina
(1/15/2025)

Ohio
(10/21/2020)

Oklahoma
(10/21/2020)

Oregon
(10/21/2020)

Pennsylvania
(10/21/2020)

South Carolina
(10/21/2020)

Tennessee
(10/22/2020)

Texas
(10/21/2020)

IAR

Texas
(3/12/2024)

Utah
(10/21/2020)

Virginia
(10/21/2020)

Washington
(10/21/2020)

Wisconsin
(10/29/2021)

Wyoming
(10/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/1992

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA

Registered Investment Advisory firm - SEC (7/14/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391

Mailing Address

P.o. Box 672, Milwaukee, WI 53201

Phone number

(414) 765-3500

Established

Wisconsin since 12/29/1919

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

4,175

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BAIRD PRIVATE ASSET MANAGEMENT - WRAP (3/21/2025)

BAIRD GENERATIONAL WEALTH GROUP - WRAP (3/21/2025)

BAIRD ADVISORS (3/21/2025)

BAIRD PRIVATE ASSET MANAGEMENT (3/21/2025)

BAIRD GENERATIONAL WEALTH GROUP (3/21/2025)

BAIRD INSTITUTIONAL EQUITY RESEARCH SERVICES (3/21/2025)

BAIRD EQUITY ASSET MANAGEMENT - CHAUTAUQUA CAPITAL MANAGEMENT (3/21/2025)

BAIRD FINANCIAL PLANNING SERVICES (3/21/2025)

BAIRD PRIVATE WEALTH MANAGEMENT (3/21/2025)

THE DDK GROUP - WRAP (3/21/2025)

THE DDK GROUP (3/21/2025)

BAIRD INSTITUTIONAL CONSULTING SERVICES (3/21/2025)

Direct owners and executive officers

Name	Position	CRD#
BAIRD FINANCIAL CORPORATION	SHAREHOLDER
BOOTH, STEVEN GREGORY	CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER	2147388
DAHLBERG, ERIK CHARLES	DIRECTOR	1650544
GRAVERSON, CHRISTA LYNN	CHIEF COMPLIANCE OFFICER	4912961
LAWTON, PATRICK STEVEN	DIRECTOR	1007318
MAXWELL, TERRANCE PATRICK	CHIEF FINANCIAL OFFICER, DIRECTOR	1463158
PALMER, ANGELA MARIE	REGISTERED INVESTMENT ADVISOR CCO	4915568
SCHROEDER, MICHAEL JOHN	DIRECTOR	1483012
SCHULTZ, PAUL LEE	GENERAL COUNSEL, SECRETARY	1965163
STANEK, MARY ELLEN	DIRECTOR	2006493
THUROW, LAURA K	CHIEF OPERATIONS OFFICER	3193702

Regulatory assets under management

Total Number of Accounts	350,776
AUM (Assets Under Management)	$ 342,142,869,924

Disclosures

Regulatory Event	43
Arbitration	31

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2024	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. East

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bradley East's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Bradley East's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

MOORS & CABOT, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES, LLC

J. W. GARRETT AND COMPANY

Primary Firm SEC Registration

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/2020

Series 63

Date: 6/23/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/22/1992

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

ROBERT W. BAIRD & CO. INCORPORATED

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ROBERT W. BAIRD & CO. INCORPORATED

TRUST BUT VERIFY

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