Dennis P. Cooper
Professional summary
Dennis Paul Cooper was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dennis is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Dennis had worked at 6 firms, which includes FINANCIAL PLANNING CONSULTANTS INC., VOYA FINANCIAL ADVISORS INC., LOCUST STREET SECURITIES INC., LIFEMARK SECURITIES CORP., MUTUAL SERVICE CORPORATION, VERAVEST INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2004 - February 14, 2006
FINANCIAL PLANNING CONSULTANTS, INC.
July 9, 2004 - September 2, 2004
FINANCIAL PLANNING CONSULTANTS, INC.
January 1, 2004 - May 26, 2004
VOYA FINANCIAL ADVISORS, INC.
October 4, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
August 11, 1997 - October 4, 2002
LIFEMARK SECURITIES CORP.
April 25, 1994 - July 30, 1997
MUTUAL SERVICE CORPORATION
July 24, 1992 - December 3, 1993
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL PLANNING CONSULTANTS, INC.
CRD#: 8541 / SEC#: , 8-25384
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
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