William J. Spector
Professional summary
William Jeffrey Spector is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 19 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Jeffrey Spector's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2019 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660February 20, 2019 - May 14, 2019
PURSHE KAPLAN STERLING INVESTMENTS
February 5, 2019 - May 3, 2019
MIRAMONTES CAPITAL, LLC
September 26, 2016 - January 18, 2018
ALLSTATE FINANCIAL SERVICES, LLC
May 2, 2014 - September 20, 2016
NYLIFE SECURITIES LLC
August 5, 2009 - May 16, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 5, 2009 - May 16, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 20, 2009 - July 23, 2009
EDWARD JONES
January 5, 2009 - July 23, 2009
EDWARD JONES
February 21, 2007 - October 15, 2008
VP DISTRIBUTORS LLC
November 14, 2003 - October 16, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 8, 2003 - November 14, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 8, 2003 - November 15, 2003
OSAIC FA, INC.
March 16, 2001 - October 31, 2002
ALLIANCEBERNSTEIN INVESTMENTS, INC.
May 22, 2000 - October 12, 2000
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 8, 1998 - June 6, 2000
VOYA FINANCIAL PARTNERS, LLC
April 4, 1997 - September 25, 1998
PACIFIC SELECT DISTRIBUTORS, LLC
May 13, 1996 - February 21, 1997
GLENFED BROKERAGE SERVICES
February 23, 1996 - May 15, 1996
METROPOLITAN LIFE INSURANCE COMPANY
February 23, 1996 - May 15, 1996
MSI FINANCIAL SERVICES, INC.
April 3, 1993 - August 31, 1995
SUNAMERICA SECURITIES, INC.
September 15, 1992 - March 9, 1993
ASTRA FUND DISTRIBUTORS CORP.
June 22, 1992 - August 31, 1992
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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