Robert R. Lind
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Raymond Lind, who also goes by Bob Lind, Robert Lind, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2012 - March 7, 2014
BERKSHIRE BRIDGE PARTNERS LLC
October 13, 2005 - January 9, 2018
BERKSHIRE BRIDGE CAPITAL, LLC
June 5, 1997 - July 6, 1999
SUTRO & CO. INCORPORATED
July 16, 1992 - November 11, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 9/13/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BERKSHIRE BRIDGE PARTNERS LLC
CRD#: 165567 / SEC#:
Contact information
Red Flags
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