Ronald D. Gregg

POGSON & MATT WEALTH MANAGEMENT GROUP

Phoenix, AZ 85054

Some features on this profile are disabled

CRD#: 2250270

Professional summary

Ronald Dan Gregg, who also goes by Ronald Dan Gregg Jr, is a registered financial advisor currently at POGSON & MATT WEALTH MANAGEMENT GROUP located in Phoenix, Arizona.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Ronald has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald Dan Gregg Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dan Gregg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2011 - Present

POGSON & MATT WEALTH MANAGEMENT GROUP

Office #1: 6930 E. Chauncey Lane Suite 295, Phoenix, AZ 85054

RIA

CRD#: 155377

Phoenix, AZ

Past

April 30, 2010 - February 25, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

PHOENIX, AZ

Past

April 16, 2010 - February 25, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PHOENIX, AZ

Past

January 8, 2001 - April 21, 2010

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CINCINNATI, OH

Past

March 27, 1996 - April 20, 2010

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SCOTTSDALE, AZ

Past

July 8, 1992 - September 18, 1992

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/26/1996

General Securities Representative Examination

Current Firm

POGSON & MATT WEALTH MANAGEMENT GROUP

PMWMG LLC | POGSON & MATT WELATH MANAGEMENT GROUP, LLC | POGSON & MATT WEALTH MANAGEMENT GROUP, LLC | POGSON & MATT WEALTH MANAGEMENT GROUP

CRD#: 155377 / SEC#:

Arizona

Registered Investment Advisory firm - (1/7/2011 Approved)

California

Registered Investment Advisory firm - (12/5/2014 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2013 Approved)

Utah

Registered Investment Advisory firm - (12/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6930 E. Chauncey Lane Suite 295, Phoenix, AZ 85054

Mailing Address

Phone number

(480) 334-2267

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	359
AUM (Assets Under Management)	$ 82,500,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ronald D. Gregg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dan Gregg's CRS (Customer Relationship Summary).

Certified licenses

Experience

POGSON & MATT WEALTH MANAGEMENT GROUP

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2000

Series 63

Date: 4/9/1996

Series 7

Date: 3/26/1996

Current Firm

POGSON & MATT WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POGSON & MATT WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

Similar Advisors