SL
Steven A. Laraway
LFA
St. Cloud, MN 56301
Some features on this profile are disabled
CRD#: 2250246
SL
Professional summary
Steven Allan Laraway, who also goes by Steve Laraway, is a registered financial advisor currently at LFA located in St. Cloud, Minnesota and CAMBRIDGE INVESTMENT RESEARCH, INC. located in St. Cloud, Minnesota.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Laraway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LARAWAY PROPERTIES, LLC, 2012 CHARTER OAKS CRT., ST. CLOUD, MN 56301. START:6/6/02; POSITION: CHIEF MGR DEVOTING 10 HRS/MTHLY, NONE DURING TRADING. 2)LARAWAY INSURANCE SERVICES INC, 1219 33RD ST SOUTH, ST CLOUD, MN, 10/2005 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPNAY. INV REL - 5/MO - 0/TRADING. 3)BOARD MEMBER TO BOY SCOUT CENTRAL MN COUNCIL (1/1/92). NOT INVESTMENT RELATED - DEVOTES 6 HRS/MONTH - NONE DURING TRADING HRS. 4)LARAWAY FINANCIAL ADVISORS, INC, 1219 33RD ST SOUTH, ST CLOUD, MN, 11/2000; ADVISORY REP/SECRETARY OF IA. DEVOTES 50/WK- 6/TRADING. 5)CENTRACARE HEALTH SYSTEM, 1406 6TH AVE NORTH, ST CLOUD, MN 56303. BEGAN 7/2011 AS VICE CHAIR AND EXECUTIVE COMMITTEE BOARD MEMBER. DEVOTES 4 HR/WK- 2 HR/TRADING. NON-PROFIT. 6)Central Minnesota Community Foundation, 101 7th Avenue South Suite #100, Saint Cloud, MN 56301. Board Member of a non- Public Entity. 1/1/2016. not investment related, 4/monthly, 0/trading. 7)COMMUNITYGIVING, 101 7TH AVE S #100, ST CLOUD, MN, 10/2019 AS BOARD MEMBER. NIR - 4/MO - 0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Allan Laraway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2013 - Present
LFA
Office #1: 1219 - 33rd Street South, St. Cloud, MN 56301RIA
CRD#: 114674
St. Cloud, MN
Current
November 30, 2000 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1219 33rd Street South, St. Cloud, MN 56301BD
CRD#: 39543
St. Cloud, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LFA
LARAWAY FINANCIAL ADVISORS, INC. | LFA
CRD#: 114674 / SEC#: 801-63115
RIA
Registered Investment Advisory firm - (5/14/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(2/16/2001)
IAR
Minnesota(12/9/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LFA
LARAWAY FINANCIAL ADVISORS, INC. | LFA
CRD#: 114674 / SEC#: 801-63115
RIA
Registered Investment Advisory firm - (5/14/2004 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1219 - 33rd Street South, St. Cloud, MN 56301
Mailing Address
Phone number
(320) 253-2490
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 309,222,813 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LFA
CRD#: 114674St. Cloud, MN 56301TRUST BUT VERIFY
Monitor Steven Laraway
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
