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SW

Scott A. Webster

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CRD#: 2250242
SW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Alan Webster was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1992. Scott had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 7, 2002 - September 2, 2003

J.P.R. CAPITAL CORP.

BD
CRD#: 38056
SYOSSET, NY
Past

June 15, 2000 - January 15, 2002

PENSTAR TRADING, LLC

BD
CRD#: 103719
SARASOTA, FL
Past

October 1, 1999 - October 19, 2000

ON-SITE TRADING, INC.

BD
CRD#: 30271
GREAT NECK, NY
Past

October 21, 1997 - October 1, 1999

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

August 8, 1995 - October 30, 1997

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

May 1, 1995 - August 8, 1995

PROGRAM TRADING CORP.

BD
CRD#: 36740
BOCA RATON, FL
Past

October 11, 1994 - August 23, 1995

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

December 16, 1993 - October 25, 1994

TAJ GLOBAL EQUITIES, INC.

BD
CRD#: 31768
TAMPA, FL
Past

July 23, 1992 - December 22, 1993

J. GREGORY & COMPANY, INC.

BD
CRD#: 14892

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/14/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 5/25/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


JC
J.P.R. CAPITAL CORP.
J.P.R. CAPITAL CORP. | JPR CAPITAL CORPORATION

CRD#: 38056 / SEC#: , 8-48061

BD
Terminated by SEC on 04/29/2007
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 11/15/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
UMANSKY, PAUL JEFFREYPRESIDENT1615489
HAMPTON, CHARLES JOHNCHIEF OPERATING OFFICER2603775
MANN, JEFFREY JACOBDIRECTOR OF COMPLIANCE2419344
VELAZQUEZ, MICHAEL ANTHONYFIN-OP3094334

Disclosures


Regulatory Event15
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J.P.R. CAPITAL CORP.

CRD#: 38056

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