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Scott Alan Webster

CRD# 2250242·Registered 1992 - 2003
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Alan Webster was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1992 - 2003. Scott had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

J.P.R. CAPITAL CORP.·CRD# 38056
BD
Syosset, NY
January 7, 2002 - September 2, 2003
PENSTAR TRADING, LLC·CRD# 103719
BD
Sarasota, FL
June 15, 2000 - January 15, 2002
ON-SITE TRADING, INC.·CRD# 30271
BD
Great Neck, NY
October 1, 1999 - October 19, 2000
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
October 21, 1997 - October 1, 1999
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
August 8, 1995 - October 30, 1997
PROGRAM TRADING CORP.·CRD# 36740
BD
Boca Raton, FL
May 1, 1995 - August 8, 1995
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
October 11, 1994 - August 23, 1995
TAJ GLOBAL EQUITIES, INC.·CRD# 31768
BD
Tampa, FL
December 16, 1993 - October 25, 1994
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
July 23, 1992 - December 22, 1993

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Current Firm

JC
J.P.R. CAPITAL CORP.

J.P.R. CAPITAL CORP. | JPR CAPITAL CORPORATION

CRD#: 38056 / SEC#: 8-48061
BD
Terminated by SEC on 04/29/2007

Contact Information

Established

New York since 11/15/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
UMANSKY, PAUL JEFFREYPRESIDENT1615489
HAMPTON, CHARLES JOHNCHIEF OPERATING OFFICER2603775
MANN, JEFFREY JACOBDIRECTOR OF COMPLIANCE2419344
VELAZQUEZ, MICHAEL ANTHONYFIN-OP3094334

Disclosures

Regulatory Event

15

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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