Richard D. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Donald Henderson was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1995 - May 9, 1996
H.J. MEYERS & CO., INC.
September 15, 1993 - March 22, 1995
GLOBAL CAPITAL SECURITIES CORPORATION
July 14, 1992 - September 3, 1993
TAMARON INVESTMENTS, INC.
July 6, 1992 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
H.J. MEYERS & CO., INC.
CRD#: 15609 / SEC#: , 8-32427
Contact information
Documents
Red Flags
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