Ryan G. Leeds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Gregory Leeds was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1992. Ryan had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2006 - April 9, 2010
STERNE, AGEE & LEACH, INC.
August 11, 2003 - October 6, 2006
INTL CUSTODY & CLEARING SOLUTIONS INC.
July 8, 2003 - August 14, 2003
STERNE, AGEE & LEACH, INC.
November 1, 2001 - July 11, 2003
VFINANCE INVESTMENTS, INC
November 1, 1999 - May 31, 2001
PROGRAM TRADING CORP.
December 14, 1998 - May 26, 1999
WILSON-DAVIS & CO., INC.
July 2, 1998 - November 23, 1998
HUDSON SECURITIES,INC.
January 22, 1998 - June 4, 1998
EQUITYLINE SECURITIES, INC.
August 19, 1994 - December 15, 1997
MEYERS POLLOCK ROBBINS, INC.
November 19, 1992 - August 1, 1994
BARRON CHASE SECURITIES, INC.
June 15, 1992 - November 25, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/5/1998
Limited Representative-Equity Trader ExamCurrent Firm
STERNE, AGEE & LEACH, INC.
CRD#: 791 / SEC#: , 8-11754
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTL FCSTONE INC. | 100% OWNER | |
| TROUT, RONALD CAREY | CHIEF COMPLIANCE OFFICER | 2947546 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
