Michelle A. Dehart Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Ann Dehart Reynolds, who also goes by Michelle Ann Reynolds, Michelle Dehart Reynolds, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1993. Michelle had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2008 - October 12, 2015
VOYA RETIREMENT ADVISORS, LLC
February 28, 2006 - December 13, 2007
CITIGROUP GLOBAL MARKETS INC.
July 7, 2005 - February 2, 2006
METROPOLITAN LIFE INSURANCE COMPANY
July 7, 2005 - February 2, 2006
MSI FINANCIAL SERVICES, INC.
October 20, 2004 - November 2, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - November 2, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 24, 2003 - October 20, 2004
QUICK & REILLY, INC.
May 1, 2001 - October 20, 2004
QUICK & REILLY, INC.
April 10, 1998 - April 4, 2000
INVEST FINANCIAL CORPORATION
March 25, 1997 - March 3, 1998
BARNETT INVESTMENTS, INC.
April 30, 1996 - March 27, 1997
BROOKSTREET SECURITIES CORPORATION
June 7, 1993 - May 15, 1996
NATIONSSECURITIES
April 23, 1993 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 4, 1993 - April 29, 1993
BARRON CHASE SECURITIES, INC.
February 3, 1993 - March 11, 1993
J. GREGORY & COMPANY, INC.
Primary Firm SEC Registration
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
