Carter J. Mcmillan

MCMILLAN CAPITAL MANAGEMENT

Dallas, TX 75225

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CRD#: 2249832

Professional summary

Carter Jordan Mcmillan, who also goes by Carter Jordan Mcmillian, is a registered financial advisor currently at MCMILLAN CAPITAL MANAGEMENT, LLC located in Dallas, Texas.

Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Carter has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carter Jordan Mcmillian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. McMillan is a member of MHP Ventures I, LLC (start date 9/2022) and MHP Ventures II, LLC (start date 2/2023). Approximate time spent is less than 2% of his time per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Jordan Mcmillan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2007 - Present

MCMILLAN CAPITAL MANAGEMENT, LLC

Office #1: 8214 Westchester Dr. Ste 950, Dallas, TX 75225

RIA

CRD#: 143179

Dallas, TX

Past

August 22, 2005 - October 4, 2007

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

DALLAS, TX

Past

February 4, 2005 - May 2, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DALLAS, TX

Past

February 3, 2005 - May 2, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

September 2, 2003 - December 31, 2004

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

February 2, 2001 - March 22, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 21, 1998 - March 22, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

July 9, 1992 - October 4, 1993

CREWS & ASSOCIATES, INC.

CRD#: 8052

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/13/2012)

IAR

Texas
(10/8/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/1998

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1998

General Securities Representative Examination

Current Firm

MCMILLAN CAPITAL MANAGEMENT, LLC

MCMILLAN CAPITAL MANAGEMENT | MCMILLIAN CAPITAL MANAGEMENT, LLC | MCMILLAN, ELIZABETH, MCCARTY | MCMILLAN CAPITAL MANAGEMENT, LLC

CRD#: 143179 / SEC#: 801-69923

RIA

Registered Investment Advisory firm - (1/6/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (2/13/2012 Approved)

Texas

Registered Investment Advisory firm - (1/1/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8214 Westchester Dr. Ste 950, Dallas, TX 75225

Mailing Address

Phone number

(214) 658-1460

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 79,627,837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carter J. Mcmillan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Jordan Mcmillan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCMILLAN CAPITAL MANAGEMENT, LLC

BROWN BROTHERS HARRIMAN & CO.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

CREWS & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/1998

Series 63

Date: 7/15/1992

Series 7

Date: 10/17/1998

Current Firm

MCMILLAN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCMILLAN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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