William R. Gorman
Professional summary
William Ross Gorman, who also goes by Ross Gorman, Ross Groman, Gorman Ross William, is a registered financial advisor currently at CORDA INVESTMENT MANAGEMENT, LLC located in Houston, Texas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Ross Gorman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2022 - Present
CORDA INVESTMENT MANAGEMENT, LLC
Office #1: 8955 Katy Freeway Suite 200, Houston, TX 77024-1626January 15, 2021 - March 14, 2022
FISHER INVESTMENTS
May 16, 2006 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 26, 2004 - January 11, 2021
TD AMERITRADE, INC.
February 12, 2004 - January 11, 2021
TD AMERITRADE, INC.
May 6, 2003 - August 15, 2003
EDWARD JONES
January 26, 1993 - May 5, 2003
FIDELITY BROKERAGE SERVICES LLC
June 24, 1992 - October 29, 1992
CHELSEA STREET SECURITIES, INC.
Primary Firm SEC Registration
CORDA INVESTMENT MANAGEMENT, LLC
CRD#: 108046 / SEC#: 801-57097
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/4/2022)
Exams
Series 8
Date: 4/11/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CORDA INVESTMENT MANAGEMENT, LLC
CRD#: 108046 / SEC#: 801-57097
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,966 |
| AUM (Assets Under Management) | $ 1,726,638,629 |
Red Flags
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