Perry A. Piazza

COGENT INVESTMENT ADVISORS LLC

San Francisco, CA

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CRD#: 2249635

Professional summary

Perry Anthony Piazza JR, who also goes by Perry Anthony Piazza, is a registered financial advisor currently at COGENT INVESTMENT ADVISORS LLC located in San Francisco, California.

Perry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Perry has worked at 7 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Perry Anthony Piazza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BARDOLPH AUTOMATION INC. NON-INVESTMENT-RELATED. 1170 SACRAMENTO ST. APT. 17 A SAN FRANCISCO, CA 94108. CREATES SOFTWARE TO CONTROL SMART LIGHT BULBS. 5% OWNER, VICE PRESIDENT AND TREASURER. NON-CASH COMPENSATED. START DATE MARCH, 2025. APPROXIMATELY 12 HOURS PER QUARTER. 0 HOURS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE ATTENDING BOARD MEETINGS AND DETERMINING WHETHER COMMERCIALIZATION IS PLAUSIBLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Anthony Piazza JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2017 - Present

COGENT INVESTMENT ADVISORS LLC

RIA

CRD#: 287773

San Francisco, CA

Past

June 23, 2020 - March 9, 2021

BLUE HALL CAPITAL

RIA

CRD#: 289137

SAN FRANCISCO, CA

Past

September 2, 2004 - July 5, 2016

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

SAN FRANCISCO, CA

Past

November 25, 2002 - September 19, 2003

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

December 18, 1998 - December 17, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 15, 1998 - October 25, 1999

NEPTUNE SECURITIES FINANCE CORPORATION

CRD#: 44244

NEW YORK, NY

Past

October 20, 1998 - December 18, 1998

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 12/19/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/8/1998

General Securities Representative Examination

Current Firm

COGENT INVESTMENT ADVISORS LLC

CRD#: 287773 / SEC#:

California

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

580 California Street 12th Floor, San Francisco, CA 94104-1001

Phone number

(415) 964-1370

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 3,380,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Perry A. Piazza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Anthony Piazza JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE HALL CAPITAL

ZIONS CAPITAL ADVISORS, INC.

FIRST NEW YORK SECURITIES L.L.C.

CITIGROUP GLOBAL MARKETS INC.

NEPTUNE SECURITIES FINANCE CORPORATION

CITICORP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2004

Series 63

Date: 11/12/1998

Series 55

Date: 12/19/2002

Series 7

Date: 10/8/1998

Current Firm

COGENT INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COGENT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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