John C. Clifford
Professional summary
John Chandler Clifford, who also goes by Jc, is a registered financial professional currently at MONDEUM CAPITAL located in Southampton, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 3, SIE, Series 7, Series 6, Series 14, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Chandler Clifford's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2021 - Present
MONDEUM CAPITAL
Office #1: 27 Main Street Suite B, Southampton, NY 11968December 9, 2010 - June 1, 2021
LIME TRADING CORP
October 8, 2009 - June 16, 2010
BISHOP, ROSEN & CO., INC.
July 8, 2009 - September 14, 2009
HEROLD & LANTERN INVESTMENTS, INC.
January 15, 2009 - February 6, 2009
PETERSEN INVESTMENTS, INC.
November 28, 2007 - December 31, 2009
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
March 3, 1997 - February 23, 2009
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
May 24, 1995 - February 25, 1997
BARRON CHASE SECURITIES, INC.
October 26, 1994 - May 22, 1995
INTERFIRST CAPITAL CORPORATION
January 6, 1993 - October 28, 1994
DICKINSON & CO.
June 29, 1992 - January 6, 1993
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MONDEUM CAPITAL
CRD#: 309574 / SEC#: , 8-70542
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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