Christine Daley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Daley, who also goes by Chrisyine Daley, Christine D Merlino, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1992. Christine had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2018 - August 11, 2020
SEAPORT GLOBAL SECURITIES LLC
December 5, 2008 - January 7, 2009
SEAPORT GLOBAL SECURITIES LLC
February 26, 2001 - March 21, 2007
LEHMAN BROTHERS INC.
September 25, 1995 - January 16, 1997
J.P. MORGAN SECURITIES LLC
October 18, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
October 18, 1993 - October 2, 1995
LEHMAN GOVERNMENT SECURITIES INC.
October 16, 1993 - October 2, 1995
LEHMAN BROTHERS INC.
July 9, 1992 - September 23, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
