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JT

Jacques Tizabi

CRD# 2249386·Registered 1992 - 2004
Barred: Jacques Tizabi was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jacques Tizabi was a registered financial advisor. Jacques was a previously registered financial professional and started their career in finance 1992 - 2004. Jacques had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ASTOR CAPITAL, INC.·CRD# 100300
BD
Beverly Hills, CA
February 29, 2000 - December 31, 2004
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
May 23, 1997 - June 10, 1998
FFP SECURITIES, INC.·CRD# 16337
BD
Chesterfield, MO
October 5, 1995 - June 16, 1997
A.G. MATTHEW & COMPANY·CRD# 22437
BD
Los Angeles, CA
June 21, 1994 - November 16, 1994
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
July 13, 1992 - September 8, 1992

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Current Firm

AC
ASTOR CAPITAL, INC.

ASTOR CAPITAL, INC. | ASTOR CAPITAL, INC.

CRD#: 100300 / SEC#: 8-52027
BD
Terminated by SEC on 01/10/2005

Contact Information

Established

California since 08/05/1997

Firm Type

Corporation

Fiscal Year End

July

Documents

Direct owners and executive officers

NamePositionCRD#
MOUSSAVI, AHMAD (ALI)MANAGING DIRECTOR, SECRETARY2251206
TIZABI, JACQUESMANAGING DIRECTOR CEO, FINOP2249386

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1999About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JT
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