KM
Kevin G. Mcdaniel
TRANSAMERICA FINANCIAL ADVISORS
ORANGE, CA 92868
Some features on this profile are disabled
CRD#: 2249303
KM
Professional summary
Kevin Gene Mcdaniel is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Orange, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.? UNITED REALTY CENTER, INC. DBA AMERICAN FUNDING CENTER, 5225 CANYON CREST DR. #360, RIVERSIDE CA 92507,NON INVESTMENT RELATED, START DATE 02/01/2012, CALIFORNIA DEPARTMENT OF REAL ESTATE, AGENT, 2HRS PER MONTH WEALTHY & WISE/CERTIFIED INSURANCE AGENT/INVESTMENT RELATED-YES/765 THE CITY DR, STE 100-M, ORANGE, CA/3/0/SOLICITING AND SERVICING CLIENTS IN THE COMMERCIAL AND INDIVIDUAL HEALTH INSURANCE, ACA AND. KEVIN MCDANIEL FINANCIAL SERVICES DBA HEALTHY,WEALTHY & WISE/YES/765 THE CITY DRIVE, SUITE 100-M,ORANGE CA 92868/I OFFER THE FOLLOWING COMPANIES FOR HEALTH INSURANCE- WORD & BROWN CALIFORNIA CHOICE, CHOICE BUILDER AND OTHER COMPANIES FOR WHICH WORD & BROWN SERVES AS GENERAL AGENT (AETNA, HEALTHIEST YOU, ETC.).BENELECT, COVERED CALIFORNIA, ANTHEM BLUE CROSS, BLUE SHUELD, SHINESE COMMUNITY HEALTH PLAN,CONTRA COSTA HELATH PLAN, HEALTH NET, LA CARE HEALTH PLAN, MOLINA HEALTHCARE, KAISER PERMANETE, OSCAR, SHARP, VALLEY HEALTH PLAN, WESTERN HEALTH ADVANTAGE AND MEDI-CAL (CAL-OPTIMA)/ ADDITIONALS COMPANIES WHICH PROVIDE DENTAL, EYE CARE AND OTHER COVERAGE. INCLUDING: MORGAN WHITE GROUP(GENERAL AGENT)DELTA DENTAL, CAREINTON, NATIONWIDE, RENASSANCE DENTAL, DAVIS VISION, VSP VISION. ALOT OF THE WORK FOR COVERED CALIFORNIA WILL BE CONDUCTED BY PHONE AND THROUGH WEBSITE WITH NO IN -PERSON INTERACTION, I WILL ALSO PROVIDE MEDICARE SUPPLEMENTS AND MEDICARE ADVANRAGE THROUGH COMPANIES REPRESENTED BU TEAM ALVAREZ AS WELL AS UNITED AMERICAN, AETNA BLUE SHIELD,ANTHEM BLUE CROSS, AARP UNITED HEALTHCARE AND OTHERS/CERTIFIED INSURANCE AGENT/08.01.2009/3/0/SOLICITING AND SERVICING CLIENTS IN COMMERICAL AND INDIVIDUAL HEALTH INSURANCE, ACA AND MEDI-CAL SERVICES THROUGH COVERED CALIFORNIA AND MEDICARE PROGRAMS. I WILL BE IN CHARGE OF THE EXPENSES, INCLUDING PAYING AND DISTRIBUTING OFFICE EXPENSES FOR THIS OBA Platt College, Los Angeles, LLC/ 9.22.2017/ Non Investment Related/ 6465 Sycamore Canyon, St 100 Riverside CA 92507/ Adjunct Business Mgt Inst/ Post Secondary college Education/ Prepare and teach a class on selected days/ Approved without Restrictions NetLaw / 0415-Present / INVESTMENT RELATED: NO /12910 Shelbyville Rd, Ste. 124 Louisville, KY 40243 /Outside Sales Rep / Online estate planning document preparation / hrs work monthly: 1 / Sec trading hrs: 0 / Market and facilitate client usage of website. LEGACYSHIELD \ OSITION: Representative NATURE: Estate Plans (trusts & wills) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2024 ADDRESS: 1 Linscott Rd, Woburn MA 01810 \ DESCRIPTION: For a prospect that has identified an estate planning need: send them a link so they can go online and start process of developing an estate plan. INTERNATIONAL EDUCATION CORPORATION / 0612-Present / Investment Related: No /IRVINE, CA / INSTRUCTOR / NA/ Hrs. Work Monthly:0 / Sec Trading Hrs.: 0/ NA CMG MORTGAGE / 0310-Present / Investment Related: No /Address /SENIOR LOAN OFFICER/ Realty/ Hrs. Work Monthly: 0 / Sec Trading Hrs.: 0 / NA CITADEL LAW OFFICES & ESTATE PLANNING MCDANIEL FINANCIAL SERVICES/ 0896-Present / Investment Related: No / NEWPORT BEACH / INDEPENDENT CONTRACTOR / NA/ Hrs. Work Monthly: 0/ Sec Trading Hrs.: 0 / NA MCDANIEL FINANCIAL SERVICES / 0809-Present / Investment Related: Yes /Orange , CA/ OWNER / NA/ Hrs. Work Monthly: 0 / Sec Trading Hrs.: 0 / NA
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Gene Mcdaniel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Gene Mcdaniel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 765 The City Drive S. Suite 100, Orange, CA 92868RIA
BD
CRD#: 16164
ORANGE, CA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 765 The City Drive S. Suite 100, Orange, CA 92868RIA
BD
CRD#: 16164
ORANGE, CA
Past
July 8, 2006 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ORANGE, CA
Past
June 15, 2004 - August 25, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ORANGE, CA
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
ORANGE, CA
Past
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
September 1, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/6/2012)
IAR
California(1/6/2012)
RR
Idaho(4/1/2022)
RR
Oregon(9/17/2018)
RR
Utah(6/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
