Franklin B. Austin

SUSTAINABLE FINANCIAL PLANNING

Hopatcong, NJ

Some features on this profile are disabled

CRD#: 2249289

Professional summary

Franklin Brian Austin, CFP® is a registered financial advisor currently at SUSTAINABLE FINANCIAL PLANNING located in Hopatcong, New Jersey.

Franklin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Franklin has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Brian Austin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

July 16, 2020 - Present

SUSTAINABLE FINANCIAL PLANNING

RIA

CRD#: 309576

Hopatcong, NJ

Past

August 4, 1992 - April 26, 1993

HIBBARD BROWN & CO., INC.

CRD#: 18246

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/16/2020)

IAR

New York
(3/15/2024)

IAR

Pennsylvania
(5/28/2024)

IAR

Texas
(8/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/3/1992

General Securities Representative Examination

Current Firm

SUSTAINABLE FINANCIAL PLANNING

SUSTAINABLE FINANCIAL PLANNING | SUSTAINABLE FINANCIAL PLANNING LLC

CRD#: 309576 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/16/2020 Approved)

New York

Registered Investment Advisory firm - (3/15/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/28/2024 Approved)

Texas

Registered Investment Advisory firm - (8/9/2023 Conditional Restricted)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Philadelphia, PA

Mailing Address

Phone number

(732) 996-3765

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 15,244,555

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Franklin B. Austin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Brian Austin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUSTAINABLE FINANCIAL PLANNING

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/15/1992

Series 7

Date: 8/3/1992

Current Firm

SUSTAINABLE FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUSTAINABLE FINANCIAL PLANNING

TRUST BUT VERIFY

Similar Advisors