Gloria R. Franz
THE WEALTH CONSULTING GROUP
PALM DESERT, CA 92211
Some features on this profile are disabled
CRD#: 2249188
Professional summary
Gloria R. Franz, CFP®, who also goes by Gloria R Almanza, Gloria Romero Franz, Gloria Almanza Romero, Gloria Romero-franz, Gloria Romero-fraz, Gloria Romerofranz, is a registered financial advisor currently at THE WEALTH CONSULTING GROUP located in Palm Desert, California and LPL FINANCIAL LLC located in Palm Desert, California.
Gloria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Gloria has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Investment Planning
Insurance Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Gloria R Almanza | Gloria Romero Franz | Gloria Almanza Romero | Gloria Romero-Franz | Gloria Romero-Fraz | Gloria Romerofranz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/27/2017 - FRANZ WEALTH MANAGEMENT/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 100%/ PALM DESERT, CA 2. 04/27/2017 - THE DESERT SUN/ OUTSIDE, W-2 EMPLOYMENT/ 2%/ PALM SPRINGS, CA 3. 04/27/2017 - CITY OF INDIO - PLANNING COMMISSIONER/ OUTSIDE, W-2 EMPLOYMENT/ 1%/ INDIO, CA 4. 04/27/2017 - FRANZ TATUM WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PALM DESERT, CA. 5. 5/3/2017 - WCG WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/28/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in April 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/4/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails only - Agent - Started 04/28/2017 - 4 Hours Per Month/1 Hour During Securities Trading - Fixed HSA. 7. 8/22/2018 - JFK Hospital - Not Investment Related - 47111 Monroe St, Indio, CA 92201 - For-Profit Board Member - Governing Board Member - Start Date: 08/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Hospital is part of the Tenet Health of Hospitals. Once a month meetings. Assist in the development of the overall vision of customer care and doctor affiliations. 8. 3/2/2021 - The Wealth Consulting Group - DBA: WCG Wealth Advisers, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/25/2021 - 80 Hours Per Month/40 Hour During Securities Trading - Time Spent 50% - I provide investment advisory services through The Wealth Consulting Group, an independent investment advisor firm. I started this business activity in 03/02/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 04/13/2022 - The Wealth Consulting Group - DBA: WCG Wealth Advisers, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/11/2022 - 10 Hours Per Month/ 10 Hours During Securities. 10. 05/24/2023 - Franz Tatum Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/18/2023 - 160 Hours Per Month/ 80 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 08/21/2023 - Franz Properties, Inc. - Investment Related - At Reportable Business Location - Real Estate Rental - Start Date 04/15/2023 - 1 Hours Per Month 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Gloria R. Franz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
April 27, 2017 - Present
THE WEALTH CONSULTING GROUP
Office #1: 34220 Gateway Drive Suite 100, Palm Desert, CA 92211RIA
CRD#: 173194
PALM DESERT, CA
Current
April 27, 2017 - Present
LPL FINANCIAL LLC
Office #1: 34220 Gateway Dr, Ste 100, Palm Desert, CA 92211RIA
BD
CRD#: 6413
Palm Desert, CA
Past
January 12, 2007 - April 27, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
PALM DESERT, CA
Past
January 12, 2007 - April 27, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
PALM DESERT, CA
Past
October 13, 2000 - January 25, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PALM DESERT, CA
Past
October 2, 2000 - January 25, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PALM DESERT, CA
Past
July 15, 1999 - October 6, 2000
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
August 12, 1996 - July 15, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 27, 1992 - August 14, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
BD
CRD#: 14229
NORTHRIDGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/27/2017)
RR
California(4/27/2017)
IAR
California(4/27/2017)
RR
Colorado(4/27/2017)
RR
Florida(4/27/2017)
RR
Idaho(6/18/2024)
RR
Illinois(4/27/2017)
RR
Louisiana(4/27/2017)
RR
Massachusetts(4/22/2024)
RR
Montana(4/27/2017)
RR
Nevada(7/31/2019)
RR
New Mexico(4/27/2017)
RR
New York(4/27/2017)
RR
North Carolina(4/27/2017)
RR
Oregon(4/27/2017)
RR
Tennessee(2/2/2024)
RR
Texas(4/27/2017)
IAR
Texas(4/27/2017)
RR
Washington(4/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
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Contact information
Main Address
8925 West Post Road 2nd Floor, Las Vegas, NV 89148
Mailing Address
Phone number
(702) 263-1919
Established
Firm type
Fiscal year end
# of Employees
204
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,129 |
| AUM (Assets Under Management) | $ 5,446,595,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE WEALTH CONSULTING GROUP
CRD#: 173194Palm Desert, CA 92211TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
