Robin K. Runco
Professional summary
Robin K Runco was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robin K Runco, who also goes by Robin Kay Bartolomei, Robin Kay Johnson, Robin K Johnson, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Rochester, Michigan.
Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robin has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robin K Runco's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2021 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 543 N Main Office Suite 413, Rochester, MI 48307March 5, 2020 - November 24, 2021
CREATIVE FINANCIAL DESIGNS, INC.
January 9, 2020 - November 24, 2021
CFD INVESTMENTS, INC.
July 23, 2019 - July 26, 2019
J.W. COLE FINANCIAL, INC.
August 25, 2015 - June 6, 2019
WELLS FARGO CLEARING SERVICES, LLC
August 25, 2015 - June 6, 2019
WELLS FARGO CLEARING SERVICES, LLC
June 16, 2006 - August 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2006 - August 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 2001 - June 16, 2006
MORGAN STANLEY DW INC.
January 1, 1999 - September 4, 2001
OPPENHEIMER & CO. INC.
March 10, 1993 - January 1, 1999
FIRST OF MICHIGAN CORPORATION
August 5, 1992 - February 26, 1993
MARINER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2022)
(11/16/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772Rochester, MI 48307TRUST BUT VERIFY
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